JD Supra

ESMA publishes SMSG advice on MiFID investment research changes under the EU Listing Act

The European Securities and Markets Authority (ESMA) published advice from the Securities and Markets Stakeholder Group (SMSG) on the ESMA consultation paper on draft technical advice on investment ...
FinanceFeeds

US Research Budgets Rebound While Europe Trails In Post-MiFID II Landscape

Investment research spending in the United States has recovered since 2022, while European budgets remain largely unchanged, ...
JD Supra

ESMA Publishes Key Findings On Retail Investor Journey Under MiFID II

The European Securities and Markets Authority (ESMA) has published a report outlining its key takeaways from the 2025 call for evidence on the retail investor journey, particularly regulatory ...
The National Law Review

UK Regulators Transfer MiFID Organisational Regulation into Domestic Rulebooks

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
CoinDesk

Crypto.com Buys Allnew Investments to Secure MiFID License to Offer Derivatives in Europe

Crypto exchange Crypto.com said it bought AN Allnew Investments to gain a license allowing it to offer derivatives across the European Economic Area (EEA). The Markets in Financial Instruments ...
Euromoney

Structured note sellers struggle with Mifid

“People are struggling with the categorizations of complex and non-complex instruments,” says Anders Malm, a partner with Stockholm-based law firm Oreum, which provides legal advice and services to ...
Bloomberg L.P.

MiFID U-Turn Sets Up Game of Chicken Over Research Charges

A quiet standoff is developing among asset managers in Europe that threatens to frustrate an effort to make the region’s struggling markets more competitive. More than seven years after MiFID II ...
Crowdfund Insider

Crypto.com Obtains MiFID License to Expand Traditional Investment Services Offering Across Europe

Crypto.com announced that it had secured a Markets in Financial Instruments Directive (MiFID) license after receiving approval of its acquisition of A.N. Allnew Investments Ltd from the Cyprus ...
Asset Servicing Times

ISDA to extend DRR to cover MiFID and MiFIR

The International Swaps and Derivatives Association (ISDA) will extend the reporting requirements covered under its Digital Regulatory Reporting (DRR) solution. The solution will now include the EU ...
Crowdfund Insider

Airwallex Obtains MiFID License to Launch Yield for Businesses in the Netherlands

Airwallex, a global financial platform for modern businesses, today announced it has received its Markets in Financial Instruments Directive (MiFID) licence from the Dutch Authority for the Financial ...
Finextra

DTCC’s GTR to add MiFID/R reporting capabilities

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced its plans to add a Markets in Financial ...